Asset Management – Compliance & Legal – Compliance Senior Manager, Indonesia

Position Purpose    

•    To ensure compliance of all staff in order to reduce all risks related to business processes and investment risks;
•    Implementation of internal policies and procedures / applicable regulations
•    Monitor compliance with Mutual Funds and Mandates investment guidelines.

KEY RESPONSIBILITIES
•    Financial Security Responsibilities
•    Ensuring the Company's compliance with laws and regulations. 
•    Monitor the implementation of the Company's compliance plan;
•    Recommend actions to ensure compliance with laws and regulations;
•    Ensuring compliance with investment policies in all portfolios managed by the Company

ESSENTIAL QUALIFICATIONS & EXPERIENCE

•    Have a minimum of 5 years working experience as a Compliance/Internal Auditor/Risk Management in an Investment Management company, bank, securities or other relevant financial institution.
•    Understanding of the investment management industry and capital markets and having front office knowledge (in terms of investment).
•    Minimum Bachelor's degree from a reputable university, preferably majoring in Law or Accounting or other relevant majors
•    Fluent in English both spoken and written
•    Have a WMI (Investment Manager License); Preference will be given to those with FRM or CFA charters